-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CmhYiopQGmJ4HQvnQ7WHxHMYK5S+MxplHid6CeCvTrfGT+80Lo0ph14X2HiKzSgD BcmmblaLamdGcp0TyTEfGg== 0000820027-96-000089.txt : 19960216 0000820027-96-000089.hdr.sgml : 19960216 ACCESSION NUMBER: 0000820027-96-000089 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43356 FILM NUMBER: 96519071 BUSINESS ADDRESS: STREET 1: 401 HACKENSACK AVE - 7TH FLR CITY: HACKENSACK STATE: NJ ZIP: 07601 BUSINESS PHONE: 2015254700 MAIL ADDRESS: STREET 1: 401 HACKENSACK AVENUE 7TH FLOOR STREET 2: 401 HACKENSACK AVENUE 7TH FLOOR CITY: HACKENSACK STATE: NJ ZIP: 07601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: IDS TOWER 10 STREET 2: T33/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6126718028 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G 1 February 13, 1996 First Data Corporation 401 Hackensack Ave. Hackensack, NJ 07601 RE: Amended Schedule 13G Enclosed pursuant to the Securities Exchange Act of 1934 is a report on Schedule 13G reporting beneficial ownership at December 31, 1995 by American Express Company, American Express Travel Related Services Company, Inc. and American Express Financial Corporation in common stock of First Data Corporation. Sincerely, Steve Turbenson Manager - Investment Accounting Operations Manager Enclosure SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Amendment #6 Under the Securities and Exchange Act of 1934 First Data Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 319963-10-4 (CUSIP Number) Check the following space if a fee is being paid with this statement The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP NO. 319963-10-4 1) Name of Reporting Person American Express Company S.S. or I.R.S. Identification IRS No. 13-4922250 No. of Above Person 2) Check the Appropriate Box (a) if a Member of a Group (b) X - Joint Filing 3) SEC Use Only 4) Citizenship or Place of Organization New York NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH (5) Sole Voting Power 22,618,500 (6) Shared Voting Power 765,213 (7) Sole Dispositive Power 22,618,500 (8) Shared Dispositive Power 4,608,810 9) Aggregate Amount Beneficially Owned by Each Reporting Person 27,227,310 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable 11) Percent of Class Represented by Amount In Row (9) 12.21% 12) Type of Reporting Person CO, HC CUSIP NO. 319963-10-4 1) Name of Reporting Person American Express Travel Related Services Company, Inc. S.S. or I.R.S. Identification IRS No. 13-3133497 No. of Above Person 2) Check the Appropriate Box (a) if a Member of a Group (b) X - Joint Filing 3) SEC Use Only 4) Citizenship or Place of Organization New York NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH (5) Sole Voting Power 13,571,000 (6) Shared Voting Power -0- (7) Sole Dispositive Power 13,571,000 (8) Shared Dispositive Power -0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 13,571,000 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable 11) Percent of Class Represented by Amount In Row (9) 6.1% 12) Type of Reporting Person CO CUSIP NO. 319963-10-4 1) Name of Reporting Person American Express Financial Corporation S.S. or I.R.S. Identification IRS No. 13-3180631 No. of Above Person 2) Check the Appropriate Box (a) if a Member of a Group (b) X - Joint Filing 3) SEC Use Only 4) Citizenship or Place of Organization Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH (5) Sole Voting Power -0- (6) Shared Voting Power 765,213 (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 4,608,810 9) Aggregate Amount Beneficially Owned by Each Reporting Person 4,608,810 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable 11) Percent of Class Represented by Amount In Row (9) 2.07% 12) Type of Reporting Person CO, IA 1(a) Name of Issuer: First Data Corporation 1(b) Address of Issuer's Principal 401 Hackensack Ave. Executive Offices: Hackensack, NJ 07601 2(a) Name of Person Filing: American Express Company American Express Travel Related Services Company, Inc. American Express Financial Corporation 2(b) Address of Principal Business Office: American Express Company 200 Vesey Street World Financial Center New York, NY 10285 American Express Travel Related Services Company, Inc. American Express Tower World Financial Center New York, New York 10285 American Express Financial Corporation IDS Tower 10 Minneapolis, MN 55440 2(c) Citizenship: See Item 4 of Cover Pages 2(d) Title of Class of Securities: Common Stock, $ .01 par value 2(e) Cusip Number: 319963-10-4 3 Information if statement is filed pursuant to Rules 13d- 1(b) or 13d-2(b): Not Applicable 4(a) Amount Beneficially Owned as of December, 31, 1995: See Item 9 of Cover Pages 4(b) Percent of Class: See Item 11 of Cover Pages 4(c) Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote: See Item 5 of Cover Pages (ii) Shared power to vote or direct the vote: See Item 6 of Cover Pages (iii) Sole power to dispose or to direct the disposition of: See Item 7 of Cover Pages (iv) Shared power to dispose or to direct the disposition of: See Item 8 of Cover Pages 5 Ownership of 5% or Less of a Class: If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ). 6 Ownership of more than 5% on Behalf of Another Person: Not Applicable 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable 8 Identification and Classification of Members of the Group: Not Applicable 9 Notice of Dissolution of Group: Not Applicable 10 Certification: After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: December 31, 1995 American Express Company By:____________________________ Name: Stephen P. Norman Title: Secretary Exhibit Index Exhibit I Statement of American Express Travel Related Services Company, Inc. Exhibit II Statement of American Express Financial Corporation Exhibit III Statement of American Express Company disclaiming beneficial ownership of shares held by American Express Financial Corporation Exhibit I to Schedule 13G Under the Securities Exchange Act of 1934 Pursuant to Rule 13d-1(f)(1), American Express Travel Related Services Company, Inc. affirms that it is individually eligible to use Schedule 13G and agrees that this Schedule is filed in its behalf. American Express Travel Related Services Company, Inc. By: Name: Stephen P. Norman Title: Secretary Exhibit II to Schedule 13G Under the Securities Exchange Act of 1934 Pursuant to Rule 13d-1(f)(1), American Express Financial Corporation affirms that it is individually eligible to use Schedule 13G and agrees that this Schedule is filed in its behalf. American Express Financial Corporation By: Melinda S. Urion Senior Vice President of Finance and Chief Financial Officer EXHIBIT III to SCHEDULE 13G under the Securities Exchange Act of 1934 American Express Company, American Express Tower, World Financial Center, New York, New York disclaims beneficial ownership of all securities beneficially owned by American Express Financial Corporation which are referred to in the Schedule 13G to which this exhibit is attached, and the filing of this Schedule 13G shall not be construed as an admission that American Express Company is, for the purpose of Section 13(d) or 13 (g) of the Securities Exchange Act of 1934, the beneficial owner of any such securities covered by this Schedule 13 G. AMERICAN EXPRESS COMPANY By:____________________________ Name: Stephen P. Norman Title: Secretary -----END PRIVACY-ENHANCED MESSAGE-----